Regulatory Disclosures
SAGEFOLIO ADVISORS, LLC is pending registration as an RIA.
Transparency and regulatory compliance are fundamental to our commitment to serve you with integrity and professionalism. As a Registered Investment Adviser (RIA) registered in the State of Texas, we operate under strict regulatory oversight designed to protect investors and ensure the highest standards of fiduciary care.
Texas State Registration
Our firm maintains full registration as a Registered Investment Adviser with the Texas State Securities Board. This registration demonstrates our commitment to meeting all state-level regulatory requirements and maintaining the qualifications necessary to provide investment advisory services to Texas residents.
Regulatory Compliance
We comply fully with all applicable Texas securities regulations, including regular filing requirements, maintaining appropriate bonding and insurance, and adhering to strict recordkeeping standards. Our compliance program is designed to protect your interests and ensure we meet our fiduciary obligations.
Access Your Regulatory Information
We believe in complete transparency regarding our regulatory status, business practices, and professional background. The following resources provide detailed information about our firm that every client and prospective client should review before establishing an advisory relationship.
Investment Adviser Public Disclosure (IAPD)
The IAPD database maintained by the Securities and Exchange Commission provides comprehensive information about registered investment advisers, including our firm's registration history, disciplinary events (if any), key personnel, and business practices. This publicly accessible database is your primary resource for verifying our credentials and reviewing our regulatory record.
Tip: Search by our firm name or CRD number to access the most current and complete details about our registration status.
Firm's Form ADV Part 2A
Our Form ADV Part 2A, also known as the Disclosure Brochure, is a comprehensive document that details our advisory services, fee structures, conflicts of interest, disciplinary history, and other material information you need to make an informed decision about working with us. We update this document annually and whenever material changes occur to our business practices.
This brochure is also delivered to all clients at the beginning of the advisory relationship and updated annually.
Important Regulatory Notice
Registration as an investment adviser with the Securities and Exchange Commission or any state securities authority does not imply a certain level of skill or training. Registration does not constitute an endorsement of the firm by any regulatory authority, nor does it indicate that we have achieved a specific level of expertise or competency. Our registration simply means we have met the minimum regulatory requirements to operate as an investment adviser in the State of Texas.
Your Right to Information
As a client or prospective client, you have the right to receive clear, accurate, and complete information about our firm before entering into an advisory relationship. We encourage you to thoroughly review all disclosure documents, ask questions about anything you don't understand, and verify our registration status through independent regulatory databases. If you would like to discuss any aspect of our disclosures or have questions about our regulatory status, please don't hesitate to contact us at colton@sagefolioadvisors.com​.
Privacy Policies
Coming Soon
Your privacy and the security of your personal information are of paramount importance to us. As a Texas-registered investment adviser, we are committed to maintaining the confidentiality and security of your financial and personal data in accordance with both federal and state privacy laws.
Federal Privacy Standards
We adhere to the privacy provisions of the Gramm-Leach-Bliley Act (GLBA), which requires financial institutions to explain their information-sharing practices and safeguard sensitive customer data. Our privacy practices are designed to meet or exceed these federal standards.
Texas State Protections
In addition to federal requirements, we comply with Texas state privacy laws and regulations, including provisions under the Texas Data Privacy and Security Act. These state-level protections provide additional safeguards for Texas residents' personal information.
Data Security Commitment
We implement comprehensive administrative, technical, and physical safeguards to protect your personal information from unauthorized access, use, or disclosure. Our security measures are regularly reviewed and updated to address evolving threats.
Comprehensive Privacy Policy Documentation
We are currently finalizing our comprehensive Privacy Policies document, which will provide detailed information about how we collect, use, share, and protect your personal and financial information. This forthcoming document will include specific details about the types of information we collect, the purposes for which we use that information, the circumstances under which we may share information with third parties, and the choices you have regarding your information.
Our Privacy Policies will address important topics including data collection practices, information sharing protocols, security measures and safeguards, your privacy rights and choices, procedures for accessing and correcting your information, and our commitment to protecting non-public personal information. Once finalized, the complete Privacy Policies will be posted to this page and made available to all current and prospective clients.
Regulatory Privacy Resources
While we finalize our comprehensive privacy documentation, we encourage you to familiarize yourself with the privacy regulations that govern our industry. The following resources provide valuable information about your privacy rights under Texas and federal law:
Texas Privacy Resources
Texas Department of Insurance provides guidance on privacy requirements for financial services firms operating in Texas. Information about consumer privacy rights under Texas state law. Resources for understanding data protection standards.
Texas Data Privacy Act
Comprehensive information about the Texas Data Privacy and Security Act. Your rights regarding personal data collection and use. How to exercise your privacy rights under Texas law.
Questions About Privacy?
If you have immediate questions or concerns about how we handle your personal information, we're here to help. While our formal Privacy Policies are being finalized, we can discuss our privacy practices and answer specific questions about data security, information sharing, and your privacy rights. Please contact us at colton@sagefolioadvisors.com​ and we'll be happy to address your concerns.
Policy Update Notifications
When our comprehensive Privacy Policies are finalized and posted, all current clients will receive direct notification via email with instructions for reviewing the complete document. We will also provide information about how to opt-out of certain information-sharing practices, where applicable under law.
